The electrons in molecules are described in terms of molecular
orbital theory. In this the electrons occupy a set of molecular
orbitals which belong to a corresponding set of molecular energy
levels. These molecular orbitals are made up of linear combinations
of atomic orbitals, adapted for the symmetry of the molecule.
Often, a given molecular orbital will have the character, ie.
be made up from, only a small number of atomic orbitals.
In extended solids, molecular orbital theory may also be applied
to describe the energies of the electrons in the solid. However,
as the number of atoms increases, the number of atomic orbitals
increases, and so the number of molecular orbitals increases and
the separation in energy of the molecular orbitals decreases.
In the limit of a very large number of atoms,
the molecular orbitals merge to form a series of bands corresponding
to the extended overlap of atomic orbitals of the same symmetry.
| The Band Structure of a system with N atoms |
 |
The diagram above shows how the number of levels
increases with N, and how the separation between the energy
levels decreases with N.
For very large N, the separation
between the levels becomes very small, and the individual levels
can no longer be considered as discreet levels, and instead
they overlap and form a band.
The molecular symmetry of the band is the same
as the symmetry of the molecular orbitals which make up the
band.
When two atomic orbitals overlap to give two molecular
orbitals, one of the molecular orbitals is bonding and the other
is antibonding. In the extended solid, the same principal applies:
the lowest energy level of the band is fully bonding in character,
and the highest energy is fully antibonding in character. The
degree of bonding character steadily decreases as one goes up
through the band.
The occupation of the bands by the electrons within
the extended solid is similar to the aufbau
principle for atoms, ie. the bands lowest in energy are
occupied first, and so on until all the electrons are accounted
for.
| Occupation of levels in a band |
| Consider a system of N atoms, each with one valence orbital and one valence
electron. |
| The number of levels in a band made up from N orbitals is N, and each
orbital can accommodate 2 electrons. |
| There are N electrons, so they occupy the N/2 levels which are lowest
in energy. The other, highest energy, N/2 levels remain
unoccupied. |
| The band is therefore only half full. |
When atomic and molecular orbitals of more than
one symmetry type exist, different bands are formed from overlap
of the different types of orbitals. As the interaction between
the atoms increases, the width of the bands formed by the overlap
of the atomic orbitals increases, and so the bands of different
symmetry types may also overlap in the extended solid.
| Degree
of overlap of different bands |
 |
Here, s and p bands formed from overlap
of the s- and p-orbitals on the atoms are separated by
a gap, the band gap. |
 |
Here, the s- and p- bands are wider, due
to a stronger interaction between the atomic orbitals,
so the s- and p- bands overlap and there is no band gap. |
At T = 0 K, the energy of the highest occupied
band is called the Fermi level.
At temperatures greater than 0 K, some excitation of electrons
from levels just below the Fermi level to levels just above
the Fermi level occurs, but this number is small compared to
the total number of electrons, so we can generally assume that
electrons occupy all the levels in the band from the bottom
up to the Fermi level.
When it is important to allow for the thermal
excitation which leads to population of levels higher than the
Fermi level, the distribution of the occupied levels is given
by a Boltzmann distribution adapted to allow for the fact that
each level can hold two electrons. This distribution is known
at the Fermi-Dirac distribution.
| The Fermi-Dirac distribution |
 |
EF is the
Fermi energy, the energy of the level for which
P = 1/2 (as T rises, the Fermi energy rises above
the Fermi level as more higher energy levels become occupied). |
Metallic and Non-Metallic Solids
The degree of overlap of the bands and the occupancy
of those bands determines the conductivity
of the compound.
Metals have delocalized electrons
in partially filled bands, whilst non-metals have localized electrons
in filled bands, with large band gaps between the fully occupied
and fully unoccupied bands.
Simple Metals
Good examples of the simple metals are the Group
1 and Group 2 elements, and Aluminium.
The atoms have high coordination numbers, in the
fcc- or hcp-arrays, and so there is a large degree of orbital
overlap.
The ns- and np-bands are very wide (due to the large
overlap), and they merge because the energies of the atomic ns-
and np-orbitals are close in energy.
The band therefore contains 4N levels (1 for the
s- and 3 from the p-orbitals), and so can hold up to 8N electrons.
The simple metals have only N (Group1), 2N (Group 2), or 3N (Al)
electrons in the valence shell, and so the band is only partially
filled and conduction occurs. This is because the energy required
to promote an electron from an occupied level to an unoccupied
level in a partially filled band is small, and so electrons can
easily become delocalized and transport energy throughout the
solid.
Semimetals are those
compounds which have a fully occupied band which touches a fully
unoccupied band, ie. the band-gap is zero. Although there is no
partially filled band, the promotion energy is again small, and
so conduction may occur. Graphite is a semimetal, in the direction
of the planes of carbon atoms.
Non-Metals
An extended solid which does not display metallic
conductivity is also known as an insulator.
A solid with enough electrons to completely fill a band and with
a considerable band gap before the next unoccupied band will be
an insulator.
Simple ionic solids,
made from closed-shell species will be insulators. In NaCl, the
N Cl- ions form a band from the overlapping 3s- and
3p-orbitals, containing 4N levels. The N Na+ ions also
have orbitals which overlap to produce a band. Each Cl atom has
7 electrons, and each Na atom has 1 electron, and these 8N electrons
all occupy the 4N-level band from the Cl- ions, and
so it will be completely filled. The band from the N Na+
ions will be empty, and also have a much higher energy that the
Cl- band (the band gap is 7 eV), and so no promotion
of electrons is possible and NaCl is an insulator.
In covalent solids,
the situation is largely the same as in ionic solids, except that
the bands have the character of both species. In a simple molecule,
the bonding orbital is made up from one combination of shared
atomic orbitals, and the antibonding band is made up from another
combination of shared atomic orbitals. Similarly we get bands
in the extended solid made up of combinations of the orbitals.
Evidence for band formation
The evidence is spectroscopic:
The UV/Visible absorption
spectrum shows no absorption until a particular frequency
is reached, the absorption threshold, and then there is continuous
absorption over a larger energy range. This is the band.
The X-ray absorption spectra
are consistent with transitions from localized core levels to
broad, empty levels.
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