All solids contain defects, where
the ideal lattice as described in terms of an infinitely repeating
unit cell is broken. Defects can have a large effect on a range
of properties of the material, such as the mechanical strength,
electrical conductivity, corrosion and chemical reactivity.
Defects may be formed due to thermodynamic effects, and these
defects are known as intrinsic defects,
or due to imperfections in stoichiometry, which are not due to
thermodynamics, and which are known as extrinsic
defects.
Defects which are localized in space, ie. those which occur at
single sites in the crystal, are known as point
defects, whereas extended defects
are those which penetrate through the crystal in one or more dimensions.
Intrinsic Defects
When a defect is formed, disorder is introduced into the otherwise
perfect lattice. This increase in disorder leads to an increase
in the entropy, S, of the system. Although the creation of a defect
is generally endothermic, ie. it has a positive enthalpy, H, of
formation, the overall free energy of formation is given by G
= H - TS. As the temperature rises, both H and S increase. For
T > 0, there will be a minimum in the free energy of formation
of the defects at a non-zero defect concentration, and so the
formation of defects is spontaneous.
Point defects which preserve stoichiometry
There are two main types of intrinsic defect which preserve the
stoichiometry of a compound, the Schottky
defect and the Frenkel defect.
The Schottky Defect
This is a defect where an ion is
removed from its lattice site, leaving a vacancy. There are generally
equal numbers of vacancies on cation and anion lattice points,
so as to preserve charge neutrality, and so the overall stoichiometry
is unchanged. The concentration of Schottky defects varies from
a concentration of 10-12 molL-1 in alkali
metal halides, to about 12 molL-1 in some d-metal oxides.
This corresponds to one defect for every 1014 formula
units in the alkali metals, up to one defects for every 10 formula
units in the d-metal oxides, so there is a huge range of defect
concentrations.
In general, Schottky defects are found when the metal ions are
able to have more than one oxidation state.
The Frenkel Defect
This is a defect where an ion is removed
from its lattice site, leaving a vacancy, and moved into an interstitial
site. Ionic solids may have cation interstitial, as in silver
halides, anion interstitials, as in BaF2, PbCl2,
and PbBr2, and a mixture of both cation and anion interstitials,
as in PbI2.
Frenkel defect formation is therefore favoured by the ready
availability of interstitial sites large enough to hold the displaced
ion. Open structures, such as
sphalerite and wurtzite, with low coordination numbers are
those in which Frenkel defect formation commonly occurs.
| A Schottky Defect |
A Frenkel Defect |
 |
 |
A less common form of point defect is the atom
interchange defect, where a pair of atoms are simply swapped
to each other's lattice point. This is common in metal alloys.
Point defects which do not preserve stoichiometry
When a large crystal is prepared, there will always be impurities
present. In some cases, as in semiconductors, the impurities are
deliberately introduced. These impurities give rise to extrinsic
point defects.
In cubic zirconia, ZrO2, for example, contamination
by CaO leads to the replacement of some of the Zr ions by Ca ions
in the fluorite structure leads to the formation of a vacancy
in the fluoride ion lattice, ie. a (ZrO)2+ unit
is replaced by Ca2+. The introduction of the calcium
ions in this way acts to stabilize the cubic lattice.
A general range of extrinsic defects are known as colour
defects: these are so called because they have an effect
on the electronic absorption of the material in the infra-red,
visible, and ultra-violet regions.
This category of defects include the F-center
and the H-center defects.
F-center defects
These are electrons trapped in anion vacancies,
and produced by the exposure of an alkali metal halide crystal
to the alkali metal vapour. There is addition of metal to the
system.
| The F-center defect |
 |
 |
H-center defects
These are self-trapped holes, and correspond
to the removal of metal from the system. The holes are, in fact,
a single negative charge spread over two anions, creating an X2-
species. The formula is M1-xX, but is more properly
written as (M+)1-x(X-)1-2x(X2-)x.
The energy levels in the X2- species are
well described by the usual molecular orbital diagram for a diatomic
species, and electronic transitions between the energy levels
in the X2- species may be observed.
| The H-center Defect |
 |
Non-Stoichiometric compounds
Compounds with incomplete lattices are those compounds which
exist with variable composition but which retain essentially the
same structure. The continuity of the structure over the whole
composition range can be seen from the fact that the position
of the peaks in the X-ray diffraction pattern do not change with
composition.
TiO is a metallic conductor with the rocksalt structure, and
it occurs with stoichiometry in the range TiO0.7 to
TiO1.25. This variation in composition is accommodated
by vacancies in either the O or Ti lattice sites.
In the stoichiometric TiO, 15% of the cation and anion sites
are vacant, and hence this compound has an unusually high concentration
of Schottky defects. However, this is complicated by the fact
that the defects tend to cluster due to interaction between vacancies
and also the formation of metal-metal bonds within the defect
lattice.
In general, the formation of non-stoichiometric compounds is
common with d-, f-, and some p-block metals with soft anions such
as S2-, and also with harder anions such as O2-.
Non-stoichiometric compounds with anions such as F-,
Cl-, SO42-, and NO3-
are much less common.
| Common
Non-Stoichiometric compounds |
| d-block hydrides |
x in range |
| TiHx |
1 - 2 |
| ZrHx |
1.5 - 1.6 |
| HfHx |
1.7 - 1.8 |
| NbHx |
0.64 - 1.0 |
| |
|
| d-block oxides |
x in range |
| |
rocksalt structure |
Rutile Structure |
| TiOx |
0.7 - 1.25 |
1.9 - 2.0 |
| VOx |
0.9 - 1.20 |
1.8 - 2.0 |
| NbOx |
0.9 - 1.04 |
|
| |
|
|
| d block sulphides |
x in range |
| ZrSx |
0.9 - 1.0 |
| YSx |
0.9 - 1.0 |
|