Usually in cycloadditions, we find that there are two components
involved: they are known as the diene
and the dieneophile. In a similar
fashion to electrocyclic reactions, we can tell if a cycloaddition
is feasible by inspecting the HOMO and LUMO. Here is a very
simple case:
| HOMO (Ψ2) |

|
|
LUMO (Ψ3) |
 |
| LUMO (Π*) |
HOMO (Π) |
The lobes that are about to interact with each other
in this example, as you can see, are of the same phase. Both
examples are of the same species in this example. The two
cases merely illustrate that it is irrelevant which species is said
to be using its HOMO, and which is said to be using its LUMO.
This type of situation, where the phases are the same, and form
bonding interactions, is called symmetry allowed.
If however, we chose a situation where the phases of the lobes were
not correct, it would be a case of a symmetry
forbidden reaction:
 |
LUMO (Ψ3) |
| HOMO (Ψ2) |
The case above of the HOMO and LUMO of two dienes
is an example of a symmetry forbidden reaction.
In general, we find that reactions involving 4π
+ 2π electron systems are thermally symmetry
allowed, whereas those involving two 2π
systems are thermally symmetry forbidden.
As we have already seen however, the photochemical
cycloaddition below does work, though the thermal equivalent is
symmetry forbidden:

A classic example of the 4π
+ 2π cycloaddition is the Diels Alder.
This reaction proceeds exclusively with syn addition:
As we can see from the diagram, syn addition must
occur to line up the orbitals correctly. This is also due
to the fact that this reaction is concerted (i.e. all steps occur
at the same time).
Another important point is the stereochemical selection
of the endo product over the exo, despite the fact that the exo
is thermodynamically more stable:
 |
The endo product is normally (although not always)
the major product, despite the lower energy of the exo. The
reason for his is that the endo product proceeds via a lower energy
transition state, even though the final product is of higher energy.
Explanations as to why the endo transition state is
lower in energy vary, but it is likely that there is some form of
secondary interaction between the lobes of the HOMO and the LUMO,
but which do not result in bond formation. These interactions
do not occur in the exo transition state, because no overlap between
the orbitals concerned is possible. |
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|